Capabilities.
- Whether you are implementing SOX 404 requirement or ensuring a sustainable compliance process, we can provide you with services that you need.
- Our staff is fluent in Mandarin and Cantonese
Sarbanes-Oxley (SOX) 404 Services
Project Management
- Help small reporting public companies meet the new compliance requirements required for the year ending December 31,2009 and thereafter
- Advise on value of program, cost and important issues to consider
- Manage entire effort for companies that have recently gone public
- Assess risk of material misstatement
- Identify significant processes, amount and disclosures, and transactions (from initiation to reporting); relevant financial statement assertions and design of controls
- Determine key controls and locations or business components to be included in assessment
- Evaluate the design effectiveness of controls and recommend appropriate action plans for design deficiencies
- Determine their nature, timing, and extent of test procedures
- Perform test procedures and document performance and results
- Evaluate exceptions, nature and cause of deviations, types of financial statement misstatements
- Recommend appropriate actions plans for operating deficiencies
- Evaluate significance of internal control deficiencies/gaps (inconsequential exceptions, significant defficicies, material weakness)
- Assist Chinese companies in implementation of corrective actions
